Licensing Doesn't Have to Be Confusing
One of the most common questions from people entering financial services is: "What licenses do I actually need?" The answer depends on what you want to do and which firm you join.
You cannot register for most securities licensing exams on your own. A FINRA-registered firm must sponsor you. This is why finding your firm comes before studying for exams.
The Core Securities License
Most financial advisor roles require a General Securities Representative license — the foundational credential that allows you to buy and sell a wide range of investment products on behalf of clients.
Advanced Certifications
Certified Financial Planner®
The gold standard for financial planners. Requires education, 6,000 hours of experience, and a comprehensive exam.
Chartered Financial Analyst®
Focused on investment analysis and portfolio management. Extremely rigorous.
Licensing is a hurdle, not a wall. With the right firm supporting you and a solid study plan, most motivated candidates pass their exams within 2–3 months of starting their training program.
