Series 7 Sponsorship in Texas
Connect with top broker-dealer firms in Texas and get comprehensive Series 7 exam preparation with local support
Find Series 7 sponsorship in Houston, Dallas, Austin, and San Antonio — we match you with the right firm and guide you to exam success.
Series 7 Opportunities in Texas
Texas offers a massive market for Series 7 licensed professionals across 4 major cities with no state income tax advantage
Series 7 Sponsorship by City
Explore broker-dealer opportunities across Texas's major financial centers
Houston
Energy CapitalEnergy sector wealth management hub with strong demand for advisors serving oil & gas executives and high-net-worth clients. Home to major energy company headquarters and a thriving financial district.
Dallas
Financial HubMajor financial services center with Fortune 500 headquarters and diverse client base spanning technology, healthcare, and real estate. Home to Charles Schwab headquarters and a booming financial sector.
Austin
Tech Boom MarketFast-growing tech hub attracting young professionals and entrepreneurs seeking wealth management and equity compensation planning. Ideal for advisors with technology industry knowledge.
San Antonio
Military & USAA HubMilitary-focused market with USAA headquarters and strong demand for advisors serving active duty and veteran families. Excellent entry point for advisors specializing in military financial planning.
Top Broker-Dealer Firms Sponsoring in Texas
FATI partners with leading broker-dealer firms in Texas to provide Series 7 sponsorship opportunities across the state
Edward Jones
Independent B/DLeading branch-based firm with 300+ Texas offices. Provides comprehensive training, Series 7 sponsorship, and established client base for new advisors.
Raymond James
Regional WirehouseIndependent broker-dealer with strong Texas presence. Offers Series 7 sponsorship, flexible practice models, and extensive support for energy sector clients.
Ameriprise Financial
Independent B/DComprehensive financial planning firm with 200+ Texas advisors. Provides Series 7 sponsorship, training program, and lead generation support.
LPL Financial
Independent B/DNation's largest independent broker-dealer with strong Texas network. Sponsors Series 7 candidates and offers flexible independent practice models.
Wells Fargo Advisors
WirehouseFull-service wirehouse with comprehensive resources, research tools, and institutional support for new advisors across Texas.
Hilltop Securities
Regional B/DTexas-based regional firm with deep local market knowledge. Provides Series 7 sponsorship and specializes in municipal bonds and public finance.
Texas Series 7 Licensing Requirements
What you need to legally practice as a licensed securities representative in Texas
Series 7 Exam — FINRA (Required)
125 questions, 225 minutes, 72% passing score. Covers equity securities, debt securities, options, customer accounts, and regulations. Must be sponsored by a FINRA-registered Texas broker-dealer to register for the exam.
Series 63 Exam — Uniform Securities Agent State Law (Required)
60 questions, 75 minutes, 72% passing score. Required by the Texas State Securities Board for state registration. Covers Texas securities regulations, ethical practices, and fiduciary responsibilities.
Texas State Securities Board (TSSB) Registration
All financial advisors must register with the TSSB to practice in Texas. Your sponsoring firm submits Form U4 through FINRA's Web CRD system. Includes background check, fingerprinting, and ongoing compliance requirements.
Additional Licenses (Optional but Valuable)
Life & Health Insurance License (Texas Dept. of Insurance) — required to sell insurance products. Series 65 or Series 66 — required for investment advisory services. CFP® designation — highly valued for wealth management roles.
Important: Sponsorship Required First
You cannot register for the Series 7 exam independently. Your first step is securing a position with a FINRA-registered broker-dealer in Texas. FATI connects you with the right firm — they handle FINRA registration, cover exam fees, and provide study support.
How to Get Series 7 Sponsorship in Texas
Our proven 4-step process for Texas candidates
Apply & Assessment
Submit your application and complete our Texas career readiness assessment. We evaluate your background, goals, and preferred city — Houston, Dallas, Austin, or San Antonio.
Texas Firm Matching
We match you with 2–3 FINRA-registered broker-dealer firms in your preferred Texas city. Interview with each to find the best cultural and professional fit.
Sponsorship & Exam Prep
Your Texas firm registers you with FINRA and the Texas State Securities Board. Access comprehensive Series 7 study materials, practice exams, and expert coaching.
Pass & Launch in Texas
Pass your Series 7 exam with our 95% first-time pass rate support. Begin your financial advisor career in Texas with full firm backing and ongoing mentorship.
Series 7 Salary in Texas
Competitive compensation with strong earning potential — and Texas's 0% state income tax stretches every dollar further
Base salary while building your client base. Most Texas firms provide leads, training, and exam fee coverage.
Established book of business with recurring revenue, growing referrals, and performance bonuses.
Large client base, team support, and leadership opportunities at major Texas firms.
Texas Tax Advantage
Texas has no state income tax — a $150K salary in Texas provides equivalent purchasing power to $165K+ in California or New York.
Series 7 Exam Prep for Texas Candidates
Comprehensive study resources and coaching to ensure you pass on your first attempt
Structured Study Plans
Customized daily schedules tailored to your availability — whether studying full-time or balancing work in Houston or Dallas.
- Daily study schedules
- Progress tracking
- Milestone assessments
Accountability Coaching
One-on-one coaching with experienced Series 7 professionals. Weekly check-ins keep you on track throughout your Texas exam prep.
- Weekly check-ins
- Expert guidance
- Motivation support
Practice Exam Strategy
Access 2,000+ practice questions and full-length mock exams that mirror the actual Series 7 testing experience at Prometric centers.
- 2,000+ practice questions
- Full-length mock exams
- Detailed explanations
Texas Series 7 Sponsorship FAQ
Common questions about Series 7 sponsorship in Texas
Ready to Get Your Series 7 Sponsorship in Texas?
Join financial advisors across Houston, Dallas, Austin, and San Antonio who launched their careers through FATI
FINRA Registered
Fully compliant training
Accredited Program
Industry recognized
Expert Instructors
20+ years experience
Lifetime Support
Ongoing career guidance