
Connect with top broker-dealer firms in South Carolina and get comprehensive Series 7 exam preparation with local support
Find Series 7 sponsorship in Charleston, Columbia, Greenville, and Myrtle Beach — we match you with the right firm and guide you to exam success.
South Carolina is one of the fastest-growing states in the Southeast, creating exceptional demand for Series 7 licensed financial advisors
Explore broker-dealer opportunities across South Carolina's major financial centers
South Carolina's fastest-growing city with a booming real estate, tourism, and tech sector. Strong demand for advisors serving high-net-worth retirees, business owners, and tech professionals relocating from northern states.
State capital and home to the University of South Carolina. Strong government, healthcare, and education sectors. Solid market for advisors serving state employees, university professionals, and military personnel at Fort Jackson.
Upstate South Carolina's economic powerhouse with BMW, Michelin, and GE operations. Rapidly growing market for advisors serving manufacturing executives, engineers, and a growing professional class.
Major retirement destination with a rapidly growing affluent retiree population. Exceptional market for advisors specializing in retirement income planning, estate planning, and wealth preservation strategies.
FATI partners with leading broker-dealer firms in South Carolina to provide Series 7 sponsorship opportunities across the state
Branch-based independent firm with 120+ South Carolina offices. Provides Series 7 sponsorship, comprehensive training, and an established client base for new advisors across the state.
South Carolina-headquartered regional bank with a growing wealth management division. Offers Series 7 sponsorship for client advisory roles with strong local market knowledge.
Global wirehouse with strong South Carolina presence. Provides comprehensive training, Series 7 sponsorship, and access to institutional research for wealth management professionals.
Bank of America subsidiary with solid South Carolina footprint. Offers Series 7 sponsorship, extensive training program, and banking integration for holistic client service.
National regional firm with strong South Carolina network. Sponsors Series 7 candidates and offers flexible independent and employee practice models with excellent support.
Nation's largest independent broker-dealer with a growing South Carolina network. Sponsors Series 7 candidates and offers flexible independent practice models with comprehensive technology.
What you need to legally practice as a licensed securities representative in South Carolina
125 questions, 225 minutes, 72% passing score. Covers equity securities, debt securities, options, customer accounts, and regulations. Must be sponsored by a FINRA-registered South Carolina broker-dealer to register for the exam.
60 questions, 75 minutes, 72% passing score. Required by the South Carolina Securities Division for state registration. Covers SC securities regulations, ethical practices, and fiduciary responsibilities.
All financial advisors must register with the South Carolina Securities Division to practice in the state. Your sponsoring firm submits Form U4 through FINRA's Web CRD system. Includes background check, fingerprinting, and ongoing compliance requirements.
Life & Health Insurance License (SC Department of Insurance) — required to sell insurance products. Series 65 or Series 66 — required for investment advisory services. CFP® designation — highly valued for wealth management roles in Charleston and Greenville.
You cannot register for the Series 7 exam independently. Your first step is securing a position with a FINRA-registered broker-dealer in South Carolina. FATI connects you with the right firm — they handle FINRA registration, cover exam fees, and provide study support.
Our proven 4-step process for South Carolina candidates
Submit your application and complete our South Carolina career readiness assessment. We evaluate your background, goals, and preferred city — Charleston, Columbia, Greenville, or Myrtle Beach.
We match you with 2–3 FINRA-registered broker-dealer firms in your preferred South Carolina city. Interview with each to find the best cultural and professional fit.
Your South Carolina firm registers you with FINRA and the SC Securities Division. Access comprehensive Series 7 study materials, practice exams, and expert coaching.
Pass your Series 7 exam with our 95% first-time pass rate support. Begin your financial advisor career in South Carolina with full firm backing and ongoing mentorship.
Competitive compensation in one of the Southeast's fastest-growing states with a strong retiree wealth market
Base salary while building your client base. Most South Carolina firms provide leads, training, and exam fee coverage.
Established book of business with recurring revenue, growing referrals, and performance bonuses.
Large client base, team support, and leadership opportunities at major South Carolina firms.
South Carolina's rapid population growth, retiree influx, and expanding manufacturing sector create exceptional long-term demand for financial advisors across the state.
Comprehensive study resources and coaching to ensure you pass on your first attempt
Customized daily schedules tailored to your availability — whether studying full-time or balancing work in Charleston or Greenville.
One-on-one coaching with experienced Series 7 professionals. Weekly check-ins keep you on track throughout your South Carolina exam prep.
Access 2,000+ practice questions and full-length mock exams that mirror the actual Series 7 testing experience at Prometric centers.
Common questions about Series 7 sponsorship in South Carolina
Join financial advisors across Charleston, Columbia, Greenville, and Myrtle Beach who launched their careers through FATI
Fully compliant training
Industry recognized
20+ years experience
Ongoing career guidance